Compliance + Back to List


Deborah Hodges
Chief Operating Officer and Chief Compliance Officer

Debbie Hodges, Chief Operating Officer and Chief Compliance Officer, joined MidOcean Partners at its inception. Prior to her current position, Ms. Hodges was Chief Operating Officer of DB Capital Partners. Previously, she was instrumental in building DB Capital Partners Fund-of-Funds business. Prior to joining DB Capital Partners, Ms. Hodges was with the Capital Management Group at Bankers Trust. Ms. Hodges received her MBA from the Kellogg Graduate School of Management and her BA from Princeton University.

Email: dhodges@midoceanpartners.com


Candice Richards
Compliance Officer

Candice Richards joined MidOcean Partners as a Compliance Officer in 2013. Previously, Mrs. Richards was a Compliance Officer at Gresham Investment Management LLC, a financial investment advisory firm. Prior to this, Mrs. Richards was a Compliance Officer at Oppenheimer & Co. Inc. Mrs. Richards received her JD from University of Miami School of Law and her BA from New York University. She is admitted to the New York State and State of Connecticut Bar.

Email: crichards@midoceanpartners.com


John Guccione
Compliance Associate

John Guccione joined MidOcean Partners in 2015. He started his career at Canadian Imperial Bank of Commerce in the fixed income operations area, before moving on in the same capacity to Discount Corp. In 1992, he joined Oppenheimer Capital (now Allianz Global Investors), where he stayed for the next 22 years, ultimately becoming Vice President of Equity Trading. He attended Baruch College.

Email: jguccione@midoceanpartners.com